The contribution of quantitative and qualitative research methods - summary of chapter 11 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

Foundation of psychology
Chapter 11
The contribution of quantitative and qualitative research methods

The essence of quantitative research

Quantitative research methods: research methods based on quantifiable data; are associated with the natural-science approach based on the hypothetico-deductive method.

Assumptions underlying quantitative research methods

There is an outside reality that can be discovered

Quantitative psychologists start from the assumption that phenomena in the world have an existence outside people’s minds.
They defend the idea that humans can discover reality by using the scientific method.
They are well aware of the fact that science is not a linear accumulation of facts but proceeds through trial and error. But are convinced that in the long term the scientific method based on the hypothetico-deductive model leads to an understanding of reality → scientific knowledge is cumulative

The main aim of scientific research is to find universal causal relationships

Researchers are primarily interested in discovering relationships between causes and effects.
How general are principles? And how do humans function?
Ideally they hope the mechanisms they discover will apply to all humans.

Trying to avoid confounds and sources of noise

Users of quantitative research methods are extremely vigilant about the possible intrusion of undesired factors into their designs.
They try to maximally control the circumstances under which they run their studies
They also try to eliminate the impact of random variables called noise.

Suspicion about the researcher’s input

A source of confounding and noise that is of particular interest to quantitative psychology researchers is the researcher him- or herself.
To protect themselves against biases and noise, quantitative researchers make use of standardised measurements and instruments.

Progress through falsification

Researchers constantly try to prove each other wrong.

Research methods are divided into three broad orientations

  • Descriptive research
  • Relational research
  • Experimental research

Descriptive research

Observation of numerical data

Detailed observation is the start of scientific research.
Typical for quantitative research is that the data are gathered in a numerical form, either by collecting measurements or by counting frequencies of occurrence.

Before researchers collect data, they have a good idea of how they will analyse them; what types of measurements they will obtain and what types of statistics they can apply to summarise and evaluate the data.

Large samples and a few data points per participant

The vast majority of descriptive quantitative studies involve the collection of a limited amount of data from a reasonably large group of participants.
Two main reasons to include large groups

  • The larger the sample examined, the more representative it becomes for the population
    Researchers usually want to generalise their findings from the sample studied to the population
  • Large numbers of observation yield more precise statistics
    The mean of a sample is closer to the population mean when it is based on a large sample than when it is based on a small sample

Descriptive research usually is only the first step of a quantitative research programme, because researchers want to know what caused the data they observe.
To discover cause-effect relations, a fist move is to find out which events (variables) are related.

Relational research

Correlations

The way to find out whether two variables are related according to quantitative psychologists is to collect measures of both variables and to correlate them.
These correlations also provide information about how strong the correlation is.

People do not seem to be good at detecting which variables are correlated.
Problems involved in the intuitive detection of correlations by humans

  • The failure to detect genuine correlations
    In particular, negative correlations seem to be difficult to perceive
  • Illusory correlations: perception of a correlation between events for which no independent evidence can be found
    People are prone to illusory correlations when
    • Two variable overlap in meaning
    • The correlation is good for the self-esteem

Factor analysis

Statistical correlations make it possible to investigate the pattern of correlations between any number of variables.
Factor analysis: a statistical technique calculating how many factors are needed to account for the correlations between the variables measured and how these variables relate to the factors.

Experimental research

Correlations do not allow researchers to be sure about causes

Relational research does not allow to be certain about the origin of the correlation.

Experiments to determine cause-effect relations

To be able to draw firm conclusions about cause and effect, quantitative psychologists will set up an experiment in which they manipulate the suspected cause and see whether this has an effect on the phenomenon they are examining.

Controlling for confounding variables

Only the suspected causes are manipulated and the resulting changes in the phenomenon registered.
Everything else must be held constant.

Confounding variable: variable that was not taken into account in the study and that may be the origin of the effect observed.
To address the confounds, experimental psychologists introduce an increasing number of controls.
Or they run several experiments on the same topic and look for converging evidence across studies.

Experiments are not always possible

Not all issues in psychology can be addressed experimentally.
This may be one of the reasons why progress in psychology is harder to achieve than in other sciences.

Strengths of quantitative research methods

The application of powerful statistical analysis enables researches to detect nearly every pattern of association in large datasets.
The application of falsification tests prevents wrong ideas and weak theories from thriving for too long.

Limits of quantitative methods

No interest in the person behind the participant

The research is designed in such a way that each participant returns one or a few numbers, which can be used in statistical analysis.
Participants are confronted with researchers who shun close interactions during the data gathering because they fear such interactions might invalidate the study.

The lack of interest in the person behind the participant is of particular concern when the research concerns real-life situations.
In these situations psychologists can learn a lot by listening to the experiences and opinions of the people involved.

Research is too much driven by what can be measured numerically and tested experimentally

Quantitative psychologists have a bias to limit their research to topics that can easily by measured.
Quantitative imperative: a bias only to find measurable topics interesting because quantitative research methods require numerical data.

Much research has been geared towards questions that can be addressed empirically.
The aspects of mental life that cannot be captured by numbers and that cannot be manipulated in an experiment have been considered of secondary importance

The falsification test lends itself better to destroying ideas than to finding practical solutions to specific problems

The falsification test is primarily geared toward erasing wrong theories rather than generating new ones.

Interim summary

The essence of quantitative research

  • Quantitative research methods refer to research methods based on quantifiable data and the following assumptions

    • There is an objective reality to be discovered
    • The main aim of scientific research is to find universal cause-effect relations
    • To do this, one has to rely on the hypothetico-deductive method and avoid confounds and sources of noise
  • A distinction can be made between descriptive, relational and experimental research
    • Descriptive research: trying to express variables as numbers, usually involves a few measures from a large group of participants
    • Relational research: searching for statistical correlations in order to understand relationships between variables. Use of factor analysis to find the structure in datasets with many variables
    • Experimental research: searching for cause-effect relationships by excluding confounding variables. Experiments are often not possible.
    • Status of the different types of research can be understood by analogy with the hierarchy of evidence in medical science
  • Strengths
    • Inherits the strengths of the natural sciences
    • Application of powerful statistical techniques enables researchers to detect every pattern of association in large datasets
  • Weaknesses
    • No interest in the person behind the participant
    • Research too much driven by what can be measured numerically and tested experimentally
    • The falsification test is not primarily geared towards the generation of new ideas and finding practical solutions to specific problems

The essence of qualitative research

Qualitative research methods: research methods based on understanding phenomena in their historical and socio-cultural context; are associated with the hermeneutic approach based on understanding the meaning of a situation

Assumptions underlying qualitative research methods

In psychology there is little or no evidence for a reality outside people’s minds

Most qualitative psychologists are not convinced that in psychology there is an objective reality, which can be discovered with the scientific approach.
For them the only reality that matters is the reality as perceived and constructed by people.
There are differences in the degree that the various methods question the existence/importance of an objective reality.
It is more important to understand people’s views rather than their responses to aspects of the environment.

Attempts to control the situation make the setting artificial and impoverished

Quantitative researchers are misguided in their attempts to try to measure ‘reality’ in unbiased ways.
The attempts turn the environment into an artificial setting that robs the participants of their usual ways of interacting and coping with meaningful situations.

The investigator should become an active participant and listen to what the participant has to say.
He should be guided by a constructive desire to understand the meaning of what is going on.

Qualitative researchers acknowledge that the approach they promote entails the danger of the conclusions being influenced by the researcher but argue that:

  • This danger is offset by the expected gains due to an understanding of the situation
  • All conclusions, even those reached on the basis of quantitative research and falsification tests, are relative (because they depend on the paradigm)
  • The most obvious biases can be avoided by being aware of them and by doing the analysis in such a way that it can be repeated and checked by others

Immersion and understanding

The point of departure of qualitative psychology is the immersion of the researcher in the situation that is being studied, so that the meaning of the situation can be understood.
The researcher approaches the situation open-mindedly and sees what comes out.

Ideographic vs. nomothetic

Ideographic approach: the conclusions of a study stay limited to the phenomenon under study
Nomothetic approach: a study is run in search of universal principles that exceed the confines of the study.

Induction rather than deduction

Psychologists should pay more attention to inductive reasoning.
Bracketing: requirement in qualitative research to look at a phenomenon with an open mind and to free oneself from preconceptions.

Qualitative research is evidence-based

In qualitative research, too, a study depends on collecting and analysing empirical findings.
In addition, these data must be gathered and made available in such a way that the conclusions can be verified by others.

The main difference in data with quantitative research is that the findings typically are not coded in a numerical formed.
They comprise an organised set of verbal statements that in the researcher’s eyes summarises the examined situation.

Data collection and analysis

Qualitative research stress the importance of ‘rich information’.
Information that in the participant’s eyes adequately describes the situation.
The participants determine what will be found

Data collection

Semi-structured interview: interview in which each interviewee gets a small set of core questions, but for the rest of the time is encouraged to speak freely; achieved by making use of open-ended, non-directive questions.

Focus groups: technique in which a group of participants freely discuss a limited set of questions.

Transcription

The raw materials of semi-structured interviews usually consists of auditory or visual recordings.
These have to be transcribed in written form, so that they can easily be referred to.

The transcription also contains non-verbal signals.

After the transcription, the written records are numbered.

Data analysis

In a qualitative analysis the investigator rewrites the raw materials as a flow chart of core ideas, based on multiple close readings and guided by the questions emphasised by the different approaches.
The analysis requires an adequate classification of the various statements into a number of (recurring) themes and clear ideas of how the components are interconnected.
The researcher tries to encompass the data as comprehensively as possible.

Grounded theory

Grounded theory: qualitative research method that tries to understand what is going on in a particular situation and which, on the basis of a qualitative analysis and induction, tries to come to a theoretical insight grounded in the data

In a grounded theory analysis, the investigator rewrites the raw material on the basis of questions such as ‘What is going on here?’.
On the basis of these questions, the participants’ answers are recorded into a sequence of themes, which are then grouped into higher-order categories.
This makes it possible for a theory to emerge from the data through inductive reasoning.

Phenomenological analysis

Unease with grounded theory

Limitations of grounded theory

  • It largely assumed the existence of an objective reality that was there to be discovered
    The findings that emerged from a grounded theory analysis were meant to describe ‘reality’
  • Grounded theory stressed the importance of inductive reasoning and verification
  • It did not take into account the fact that the data provided by the participants actually comprised their perceptions and interpretations of what was happening

Inspiration form Husserl

Hermeneutically inspired psychologists stressed that the primary aim of qualitative research was to examine what reality looked like for the participants, leaving open the question whether in psychology there is something of an objective, person-independent reality.

Edmund Husserl (1859-1938)
Phenomenology.
Stressed that psychology should be a reflective study of consciousness as experienced from the first-person point of view.
It is better for psychology to return to the experience itself.
The human experience was not in the first place a matter of lawful responses to events in the environment, but a system of interrelated meanings, which Husserl called a Gestalt or Lebenswelt.

Interpretative phenomenological analysis (IPA): qualitative research method in psychology that tries to understand how a phenomenon is experienced by the people involved.

How does IPA work?

IPA resembles very much the analysis of grounded theory.
The main difference is that IPA is centred on how participants make sense of their personal and social world.
It attempts to explore the personal experience and is concerned with the participant’s personal account, not with an understanding of the phenomenon itself.

IPA acknowledges the input form the researcher, who tries to make sense of the participants trying to make sense of their world.
The researcher’s involvement does not mean that the researcher is allowed to introduce obvious biases. Investigators are advised to bracked as much as possible and to approach the new situation open-mindedly.
IPA accepts that some form of meta-interpretation on the part of the researcher is possible.

Key elements of IPA:

  • It is an inductive approach
  • Aims to capture and explore the meanings that participants assign to their experiences
  • Researchers reduce the complexity of the raw data through rigorous and systematic analysis
  • The analysis is primarily focused on what is specific for the phenomenon studied
  • The resulting analysis is interpretative
  • A successful analysis is transparent and plausible
  • Researchers should reflect upon their role in the process

Discourse analysis

The linguistic turn in the philosophy of science and in critical psychology

Discourse analysis: qualitative research method that aims to discover how social relations between people are determined by the language they use.
Language is the only topic worth investigating because it makes the world in which humans live.

The linguistic turn in postmodernist writings influenced the development of qualitative research in three ways:

  • Researchers turned their attention to language and examined the possibilities and impossibilities language brought with it.
  • Researchers became particularly interested in language use in real-world or naturally occurring events
  • There was an enhanced reflexivity on the part of the researchers regarding their own language use.

How are relations between people determined by the language they use, and how do people try to achieve goals by means of their language?

All variants of discourse analysis try to determine how participants use discursive resources and what effects it has.

Strengths of qualitative research

  • Directly focused on understanding situations and solving problems
    Qualitative research is directly aimed at understanding a problem and working towards a solution.
  • Generation of new ideas and elaboration of theories
    Because qualitative studies involve intensive investigations, they are particularly well suited for finding new ideas.
  • More perceptive to the needs of participants
    Because qualitative researchers want to understand events as they are perceived by the participants, they will have a much better feeling for the participant’s needs.

Limits of qualitative research

  • Limits of inductive reasoning and verification
  • Less well suited to decide between theories
  • Qualitative methods are based on introspection
  • The researcher’s involvement may be a disadvantage in high-stakes situations

Interim summary

The essence of qualitative research

  • Qualitative research methods are directed at understanding phenomena in their historical and socio-cultural context. They are based on the following assumptions

    • In psychology there is little or no evidence for a reality outside people’s perception and experience
    • Attempts to control the situation make the setting artificial and no longer meaningful
    • Researchers must immerse themselves in the situation so that they can understand the meaning of the situation
    • Qualitative research is in the first place meant to understand specific situations (ideographic) and not come to general rules (nomothetic)
    • Induction is more important than deduction
    • Qualitative research must remain evidence-based, starting from a careful and verifiable collection of data
  • Data collection usually occurs by means of semi-structured interviews with a limited number of participants; increasingly also focus groups are used
  • The data need to be transcribed and analysed up to saturation along the lines proposed by the qualitative method that is used
  • Three methods
    • Grounded theory: tries to understand the phenomenon
    • Interpretative phenomenological analysis (IPA): tries to understand the ways in which the phenomenon is perceived and experienced
    • Discourse analysis: tries to understand how language constructs human interactions
  • Strengths
    • Directly focuses on understanding situations and solving problems
    • Generation of new ideas and elaboration of theories
    • More attention to the participant’s needs
  • Weaknesses
    • Based on induction and verification
    • No external criterion to decide between theories
    • Based on introspection
    • Input from the researcher may be a problem in high-stake situations

How do quantitative and qualitative research methods relate to each other?

The two types of research are incompatible

Incompatibility of the underlying paradigms

Psychologists who stress the incompatibility of the quantitative and qualitative methods emphasise the different world views underlying them.

  • Objective reality vs. social construction
  • Natural sciences vs. humanities
  • Hypothetico-deductive vs. hermeneutics
  • Mainstream psychology vs. critical psychology

Quantitative psychology’s arguments against the need for qualitative psychology

  • The hermeneutic and postmodernist movements throw away all the progress that has been made
  • They reject the existence of an outside reality, which is the reason to exist of science
  • Qualitative research methods do not provide researchers with new information and devalue psychological research to pop psychology

Qualitative psychology’s arguments against the need for quantitative psychology

  • Mainstream psychology clutch at the scientific method not because it has brought understanding of human functioning, but because it has brought status and money to psychology departments
  • Quantitative research is misguided in its search for the ‘objective reality’
  • If there is no objective reality, quantitative research methods have nothing to tell us about human functioning

Trying to reconcile quantitative and qualitative research methods are attempts to regain lost ground

Psychologists who consider qualitative and quantitative research to be incompatible often mistrust efforts to unite them, because they see these efforts as disguised attempts to regain lost ground.

Two types of research complement each other

The other view is that qualitative and quantitative research methods can be used in tandem depending on the question one wants to answer.

Quantitative research is more than a positivist search for physical laws

Scientists nowadays make a distinction between

  • A deterministic process: a process in which the variability is so small that you can predict the outcome with high accuracy when you know the precursors
  • A stochastic process: a process where the variability in the possible determinants and the contribution of the random noise is so big that it becomes impossible to exactly predict the next outcome.

Qualitative research is more than a chat with participants

Qualitative research must include

  • Representativeness
  • Confirmability
  • Credibility
  • Comparison of situations that differ on one critical aspect
  • Alternative explanations
  • Refutability

Interim summary

How do quantitative and qualitative research methods relate to each other?

  • Some psychologists see them as incompatible and argue that psychology must make a choice

    • The underlying philosophies are mutually exclusive
    • Attempts to combine both approaches are disguised attempts to improve the standing of the natural-science research line or the hermeneutics oriented research line at the expense of the other
  • Other psychologists see both types of research methods are complementary; they focus more on the type of information provided by each method rather than on the philosophies that underlie them
    • Fervent supporters of each approach tend to depict an exaggerated view of the other approach
    • The weakness of one approach are the strengths of the other

Focus on: is too much respect for the philosophy of science bad for morale?

Interim summary

Is philosophy of science useful for psychology?

  • Psychology has tried to follow the directives from philosophers of science on how to do ‘proper’ science, but has been confronted with changing and at times conflicting advice
  • The problem may be that philosophy of science in vain tries to distil a limited set of rules that would govern a process which is not deterministic
  • An alternative view that may be more in line with the stochastic nature of scientific discovery is the evolutionary account. According to this model, the rise and fall of scientific ideas follow Darwinian principles of random variation and natural selection
  • Because natural selection depends on the fir of an idea in the environment and because science depends on the wider culture to be financed, the ultimate criterion determining whether an idea will survive may be whether society at large finds the idea interesting and useful
  • This may entail a return to the pragmatic criterion
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Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition) - a summary

The wider picture, where did it all start? - summary of chapter 1 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

The wider picture, where did it all start? - summary of chapter 1 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of Psychology
Chapter 1
The wider picture, where did it all start?

Introduction

This book describes the growth of psychology as an independent branch of learning and tries to comprehend the essence of the discipline.

The invention of writing

The introduction of written records represents one of the most important moments in the development of science.

The preliterate culture

Preliterate civilisation: civilisation before writing was invented.
Though these civilisations have not left us with written testimonies, it is possible to discern several important features of them by studying existing cultures that do not use writing.
This research revealed three important characteristics of knowledge in these kinds of cultures:

  • Although cultures without literacy know how to make tools, start fires, obtain shelter, hunt, fish, and gather fruit and vegetables, their skills are not based on an understanding of how things work, but rather on practical rules of thumb of what do do when.
    • There knowledge is confided to ‘know-how’ without theoretical understanding of the underlying principles
  • The fluidity of knowledge
    Knowledge of the actual history of the tribe is limited to two generations and the function of the oral tradition is mainly the transmission of practical skills
  • The existence of a collection of myths and stories about the beginning of the universe, life and natural phenomena, in which human traits are projected onto objects and events.
    • Animism: explanation of the workings of the world and the universe by means of spirits with human-like characteristics.

The first writing systems

Written language appeard separately in at least four cultures:

  • China (around 6000 BCE)
  • Egypt (around 3200 BCE)
  • Sumer (around 3200 BCE)
  • America (around 300 BCE)

These four written languages were preceded by protowriting, the use of symbols to represent entities without linguistic information lining to them.

Characteristics of writing systems

From an early stage, writing systems were a combination of pictograms and phonograms.
Pictogram: an information-conveying sign that consists of a picture resembling the person, animal or object it represents.
Phonogram: a sign that represents a sound or a syllable of spoken language.
Phonograms were gradually replaced by simpler signs symbolizing meaningful sounds in language, (phonemes or syllables).
The use of phonograms to represent phonemes led to the alphabetic writing systems.

Logograph: a sign representing a spoken word, which no longer has a physical resemblance to the word’s meaning.

Written documents form an external

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The scientific revolution of the seventeenth century and its aftermath - summary of chapter 2 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

The scientific revolution of the seventeenth century and its aftermath - summary of chapter 2 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of Psychology
Chapter 2
The scientific revolution of the seventeenth century and its aftermath

Introduction

The word psychology did not appear in literature before 1500.
Scientific revolution: name given to a series of discoveries in the seventeenth century, involving Galilei, Descartes and Newton, that enhanced the status of science in society.

From a geocentric to a heliocentric model of the universe

The geocentric model of the universe in the sixteenth century

The earth as the centre of the universe

The model that of the universe used in the sixteenth century was the model described by Aristotle who built on others) and elaborated by Ptolemy.
Aristotle’s universe was a limited universe with the Earth in the middle
Geocentric model: model of the universe in which the Earth is at the centre; was dominant until the seventeenth century.

The addition of epicycles

A key problem within the Aristotelian universe was the movements of some of the wandering stars.
To explain strange movements, Ptolemy used the notion of ‘epicycles’.
Epicycles: small cycles made by the wandering stars in addition to their main orbit around the earth.

Copernicus’s alternative heliocentric model

The sun at the centre of the universe

Aristotle’s model was not the only one that had been proposed in ancient cultures.
Heliocentric model: model of the universe in which the sun is at the centre.
Copernicus saw the heliocentric model as a valid alternative for the geocentric model.

Why Copernicus waited to publish his model

Only shortly before his death, Copernicus was persuaded to get his book printed.
Possible reasons

  • He was afraid of the reaction of the Roman Catholic church
  • Copernicus did not feel the evidence for his model was strong enough to justify publication.

Galilei uses a telescope

Because of the many problems with Copernicus’s model, it failed to have much impact.

Galilei’s observations

Galilei built a telescope and found out that:

  • There were many more stars than were visible to the naked eye
  • The surface of the moon was not smooth, as claimed by Aristotle, but comprised of mountains and craters.
  • Jupiter had four orbiting moons, so that the Earth’s moon was not longer the only heavenly body failing to turn around the centre of the universe.
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Eighteenth- and nineteenth- century precursors to a scientific psychology - summary of chapter 3 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

Eighteenth- and nineteenth- century precursors to a scientific psychology - summary of chapter 3 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of Psychology
Chapter 3
Eighteenth- and nineteenth- century precursors to a scientific psychology

Individualisation of Western society

A characteristic of current Western society is that people derive their self-image and self-esteem from their own qualities and accomplishments rather than from the position of their family in society.
Individualisation: trend in a society towards looser social relations and a greater focus by individuals on themselves than on the groups they belong to.
Historians believe that this process of individualisation started sometime around the end of the Middle Ages and is still growing.

Following factors are contributions:

  • Increased complexity of society
    Increasing diversity in occupations and complexity of social relations
    Increased urbanisation and industrialisation put people into more complex and competitive social networks, in which everyone struggled to maintain a sense of dignity and meaning.
    As the number of occupations and trades grew, people felt a greater need to position themselves relative to others.
  • Increased control by the state
    Society gathered and stored more and more information about its individuals, which was reported back to the citizens. This information gathering gave people the feeling of standing out of the crowd.
  • Individuality promoted by Christianity
    This religion puts an emphasis on the solitary individual, because each person’s private state of faith and religion to God is the essence of piety.
  • Mirrors, books and letters
    • The presence of a mirror in the house made people more aware of themselves and the impression they made on others
    • Printing further enhanced the interest and fascination for others.
      Novels had more depth in characters
    • As literacy increased and postal services improved, letter writing became more common and was no longer limited to formal messages. ‘Familiar letters’ became a way to explore, express and share intimate experiences.

Interim summary

Since the end of the middle ages there has been increasing individualisation in society. Factors hypothesised to play a role include:

  • Increased complexity of society
  • Increased control by the state
  • Individuality promoted by Christianity
  • The increased availability of mirrors, books and letters

Philosophical studies of the mind

Descartes was the first Western philosopher after the Ancient Greeks to value new and independent thinking.
Epistemology: branch of philosophy concerned with the nature of knowledge.

Empiricism instead of rationalism

The traditional rationalist view

The traditional view of understanding in philosophy was based on

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Establishing psychology as an independent academic discipline - summary of chapter 4 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

Establishing psychology as an independent academic discipline - summary of chapter 4 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of psychology
Chapter 4
Establishing psychology as an independent academic discipline

The foundation of the first laboratory of experimental psychology in Germany

By 1850 there was a thriving literature of psychological subjects in Germany.

The universities reform in Germany

Universities in the German states for a long time were dominated by the humanities and religion.
This was a feature proponents of the Enlightenment fought against.
The Enlightenment ideas mainly came from a group of academics who had been expelled from the University of Leipzig, because of their critical attitude and modern ways of thinking.

A reform took place after the defeat of the Holy Roman Empire in 1805-1806.
The defeat by the French particularly upset the Prussians, who decided it was high time to modernise their country.
The school system was reorganised and a new university model was installed.

  • Whereas before the universities had been places of education, mainly aimed at the training of physicians, lawyers and clergy, scientific research now became part and parcel of an academic career with its own financing.
    • Wissenschaft: scholarship and scientific research
    • Bildung: the making of good citizens
  • The power of the university was put in the hands of a limited number of professors who were given academic freedom and resources to pursue their interests and who had a number of assistants and lecturers under their command

The emphasis on scientific research and the freedom given to the professors made the German universities dynamic and open to new areas for scientific investigation.

Wundt and the first laboratory of experimental psychology

Wundt’s career

After this Phd in medicine, he obtained an assistantship with Hermann von Helmholtz where Wundt began to identify himself as a scientific psychologist.
In 1862 he gave his first course in ‘Psychology as a natural science’ and in 1874 he published a book on physiological psychology.
In the book, psychology was defined as the study of the way in which persons look upon themselves, on the basis of internal physiological changes that inform them about the phenomena perceived by the external senses.
Wundt called his psychology physiological because:

  • He thought physiology should form the basis of psychology
  • He was convinced that psychology should use the experimental methods that had been pioneered by the physiologists.

In 1875 Wundt was appointed Professor in Leubzig were

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Strengthening the scientific standing of psychology - summary of chapter 5 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

Strengthening the scientific standing of psychology - summary of chapter 5 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundations of psychology
Chapter 5
Strengthening the scientific standing of psychology

The USA began to rule psychology in the twentieth century.

  • Sheer amount of research
  • Textbooks

The perception of psychology in the USA at the beginning of the twentieth century

The expansion of psychology around the start of the twentieth century

As well as laboratories, in 1892 the American Psychological Association (APA) was founded, giving psychology researchers a forum to meet and discuss their findings.
Two journals were established that would dominate the field and that still exists today.

  • American journal of psychology
  • Psychological review

The first American psychology: functionalism

As psychology in the USA expanded, it got moulded by the expectations and preoccupations of American society.

  • A strong interest in Darwin’s evolutionary theory
    • Inheritance
      America was one of the first countries where eugenics had a strong impact
      Eugenics: social philosophy claiming that the fate of a nation can be improved by selective breeding of the inhabitants
  • Positive eugenics: encouraging people with desirable features to have more children
  • Negative eugenics: improve society by preventing people with undesirable features from entering the country and/or having children
    • Adaptation to the environment
      Americans were convinced that human characteristics and achievements were not solely due to inheritance but depended on the environment as well.
      One could change and control human actions for the better

There was a mistrust of intellectualism, knowledge for the sake of knowledge.
America was a nation of common-sense businessmen, not interested in abstract science, but in practical accomplishments that at the same time made money, revealed God’s glory, and advanced the American dream.
If psychology were to prosper, it had to subscribe to American values, which it readily did.

Part of the attraction to the functionalist approach to the Americans was that Wundt’s experimental research programme ran into problems in 1880s.

Psychology and its position within universities

Most psychology laboratories were set up within philosophical and theological institutes.
Staff members were not always happy with this.
On other occasions experimental psychologists were told not to stay too far from good old psychology as developed in philosophical writings.

Trying to win over the public

Phrenology

Phrenology: view that mental functions are localised in the brain and that the capacity of a function corresponds to the

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The input from brain research - summary of chapter 6 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

The input from brain research - summary of chapter 6 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundations of psychology
Chapter 6
The input from brain research

Ideas in Ancient Egypt and Ancient Greece

Beliefs of the ancient Egyptians

The Edwin Smith papyrus

In 1862 an American collector, Edwin Smith, bought a papyrus scroll in the Egyptian city of Luxor.
In the text, written around 1700 BCE, but probably a copy of an older papyrus from 3000 BCE, a series of 48 cases were described dealing with the consequences of head and neck injuries.
Each case included a title, details of the examination, a diagnosis and an indication of the treatment.
The diagnosis consisted of one of three conclusions

  • This is an ailment that I will treat
  • This is an ailment that I will try to treat
  • This is an ailment that I will not treat

The Edwin Smith papyrus: papyrus from Ancient Egypt that contains short descriptions of the symptoms and treatment of different forms of brain injury; named after the person who bought the papyrus in Egypt and had it analysed.
They illustrate how physicians treating wounded soldiers quite early became convinced of the importance of the head (brain) in controlling behaviour.

Beliefs in the wider society

The existence of the Edwin Smith papyrus did not imply that the knowledge contained in it was widespread.
In Ancient Egypt most scholars were convinced that the heart was the seat of the soul.

The roles of the heart and brain in Ancient Greece

The discussion over whether the soul was in the heart or in the brain continued in Ancient Greece.

Plato

Plato and Hippocrates placed the soul in the brain.
Plat also saw a function for the heart.
According to Plato, the soul was divided into three parts

  • Highest part
    Responsible for reasoning
    Situated in the brain
    Came directly from the soul of the universe, was immortal, separated from the body and controlled the body
  • Dealt with sensation
    Situated in the heart
    Mortal
  • Lower part
    Dealt with appetite
    Placed in the liver

Aristotle

Aristotle was convinced that the heart was the seat of the soul.
The function of the brain was to counterbalance the heat of the heart.
The heart and the brain formed

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The mind-brain problem, free will and consciousness - summary of chapter 7 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

The mind-brain problem, free will and consciousness - summary of chapter 7 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundations of psychology
Chapter 7
The mind-brain problem, free will and consciousness

Introduction

Throughout history, humans have been impressed by their ability to reflect about themselves and the world around them.
Self: the feeling of being an individual with private experiences, feelings and beliefs, who interacts in a coherent and purposeful way with the environment.

Mind-brain problem: issue of how the mind is related to the brain.
Three main views

  • Dualism
    The mind (or soul) is something independent of the body
  • Materialism
    The mind is nothing but a by-product of the biological processes taking place in a particular brain.
  • Functionalism
    The mind is indeed realised in a brain, but it could be copied in any other brain.
    Just like information on a computer can be copied to other computers

Dualism: the mind is independent of the brain

Mind: aggregate of faculties humans (and animals) have to perceive, feel, think, remember and want.
Dualism: view of the mind-body relation according to which the mind is immaterial and completely independent of the body; central within religions and also in Descartes’ philosophy.

Dualism in religion and traditional philosophy

Religion

Dualism is central to religions.
They are grounded in the belief that people possess a divine soul created by God, which temporarily lives in the body, and which leaves the corpse upon its death.
The soul is what gives people their purpose and values in life.
It usually aims for the good, but can be tempted and seduced by evil forces.
This gave rise to the demonologist view of psychopathology.
Demonologists view: the conviction that mental disorders are due to possession by bad spirits.

Plato and Descartes

Dualism was central in the philosophies of Plato and Descartes.

  • Plato maintained that the soul exists before, and survives the body.
    Human souls were leftovers of the soul of the cosmos and travelled between the cosmos and the human bodies they temporarily inhabited.
    • Human souls had knowledge of the realm of ideas
  • According to Descartes humans were composed of a divine soul in a sophisticated body
    The soul was immaterial and formed the thinking part of the person.

Cartesian dualism: theories in which the mind is seen as radically different from the body and as independent of the biological processes in the

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How did psychology affect everyday life? - summary of chapter 8 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

How did psychology affect everyday life? - summary of chapter 8 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of psychology
Chapter 8
How did psychology affect everyday life?

Introduction

Over the course of the twentieth century, the discipline of psychology grew from a marginal academic field to a discipline that has done more than any other to transform the routines and experiences of everyday life.
Applied psychology: the application of psychological knowledge and research methods to solve practical problems.

Changes in the treatment of mental health problems

Evolutions before World War II

Mental health problems must be treated by partitioners with a medical degree

Psychologists were not allowed to provide unsupervised therapies in official settings and their private practices were not covered by health insurance.

The first clinical psychology centres

Treatment centres run by psychologists started in the USA and were university-related.
Lightner Witmer
Opened the faculty that was the first psychology health centre in 1896.
Aimed at helping behavioural and learning problems in school children.

The founding of clinical psychology centres was impeded by the lack of support from academic psychologists.

  • The psychology departments were dominated by experimental psychologists, who wanted to promote psychology as a science
  • The academics did not want to upset their medical colleagues, whose help they needed for the expansion of their departments.

In the meantime mental health problems and psychoanalysis became popular courses in psychology.
Clinical psychology: branch of psychology applying psychological knowledge to the assessment and treatment of mental disorders.

The first clinical psychology centre in the UK was set up in 1920 in a private house in London.

The impact of World War II

An urgent need for psychological advice and treatment

Shell-shock: anxiety response of battlefield that prevents soldiers from functioning properly; was one of the first topics addressed by applied psychology.
The finding of shell-shock in World War I gave rise tow two developments

  • There was a need for increased psychological testing to predict who would be prone to shell-shock and hence should not be employed by the paid armed forces
  • There was an increased pressure to treat personnel who suffered from shell-shock.

When the USA decided to join World War II they also decided to properly staff the military psychiatric service.
A crash course in the treatment of mental disorders was offered to all medical officers, and clinical psychologists were taken on broad, both for testing and treatment.

The beginning of client-centred therapy

The rising demand for psychological help provided a rich environment for new developments in therapy.
Psychoanalysis required a long series of treatment sessions and was not

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What is science? - summary of chapter 9 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

What is science? - summary of chapter 9 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of psychology
Chapter 9
What is science?

 

Science’s claim of superiority was based on four principles

  • Realism:
    There is a physical world with independent objects, which can be understood by human intellect
  • Objectivity:
    Knowledge of the physical world does not depend on the observer.
    ‘Objective’ agreement among people is possible, irrespective of their worldviews.
    • Science aims to uncover this knowledge so that it becomes public, verifiable and useable
  • Truth
    Scientific statements are true when they correspond to the physical reality
  • Rationality
    Truth is guaranteed because scientific statements are based on sound method.

Thoughts about information acquisition from Ancient Greece to the end of the nineteenth century

Thoughts before the scientific revolution

Plato, Aristotle and the sceptics

Plato
A strong rationalist view of knowledge acquisition.
Human perception was fallible and the observable world was only a shadow of the Real world.
The human soul had innate knowledge of the universe, which could be harnessed

Aristotle
More scope for observation and made a distinction between deductive reasoning and inductive reasoning.
True, theoretical knowledge started from axioms, form which new knowledge was deduced via so-called demonstrations.
Perception was the source of information but not knowledge itself.
Correspondence theory of truth: a statement is true when it corresponds with reality. Assumes that there is a physical reality which has priority and which the human mind tries to understand it. First formulated by Aristotle.

Pyrrho of Ellis
Scepticism: philosophical view that does not deny the existence of a physical reality, but denies that humans can have reliable knowledge of it; first formulated by Pyrrho of Ellis.
Humans must suspend judgment on all matters of reality.

Augustine

Augustine (354-430CE)
True knowledge was knowledge based on God’s revelations.
This view became dominant until well into the seventeenth century.

Interaction between theory and experiment: the scientific revolution

Galilei’s thought experiments

Galilei is usually credited as the person who convinced the world of the importance of observation and experimentation for the acquisition of knowledge.
But Galilei might in reality be a transition figure steeped in the Aristotelian tradition.

  • Galilei referred more often to thought experiments than real experiments in his writings
  • Galilei may have derived his law of motion from real
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Is psychology a science? - summary of chapter 10 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

Is psychology a science? - summary of chapter 10 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of psychology
Chapter 10
Is psychology a science?

Reasons why psychology is claimed to be a science

The foundation of psychology as an academic discipline was legitimised on two pillars

Psychology has a long, respectful past and uses the scientific method

Steven Ward
Makes the case that a new branch of knowledge can establish itself and survive only if it succeeds in convincing the ruling powers of the need for such knowledge as well as reassuring them that it is no threat to their prosperity.

The founders of psychology promoted it as a new academic discipline by stressing two messages

  • Psychology was the continuation of the old and respectful tradition of mental and morel philosophy, going back to Aristotle
  • The new element was the scientific method, so successful in other disciplines, would be applied to the study of the human mind

Consequences for the psychology curriculum

Because psychology was promoted on the basis of its long past and its sound method, both ‘history of psychology’ and ‘research methods’ were major components of the curriculum.
These books on history were self-legitimisation as much as essential stepping stones for a good psychology education.

Science is defined by its method rather than by its subject matter

Every topic studied within the scientific method is a science

To be accepted as a science, psychologists had to make the case that what differentiated sciences from non-sciences was the way in which problems were investigated, and not the type of problems addressed.
Although few people spontaneously associated the study of mental life with scientific research, the first academic psychologists maintained that there was nothing inherent in the subject matter that prevented it from being studied using the scientific method.

Methodolatry

Because of its emphasis on method in the definition of science, academic psychology invested heavily in developing appropriate research designs and analysis techniques.

It has been argued that psychology throughout its existence has overplayed the role of research methods at the expense of theory building.

Methodolarty or methodologism: tendency to see methodological rigour as the only requirement for scientific research, at the expense of theory formation.

The shadow of positivism

One reason why psychologists tended to stress valid testing rather than theory formation was that they tried too hard to be good scientists.

  • Science proceeds from facts to knowledge on the basis of observation, inductive reasoning and verification
  • Non-observables must be excluded, unless they have an operant definition
  • Theories are limited to
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The contribution of quantitative and qualitative research methods - summary of chapter 11 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

The contribution of quantitative and qualitative research methods - summary of chapter 11 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of psychology
Chapter 11
The contribution of quantitative and qualitative research methods

The essence of quantitative research

Quantitative research methods: research methods based on quantifiable data; are associated with the natural-science approach based on the hypothetico-deductive method.

Assumptions underlying quantitative research methods

There is an outside reality that can be discovered

Quantitative psychologists start from the assumption that phenomena in the world have an existence outside people’s minds.
They defend the idea that humans can discover reality by using the scientific method.
They are well aware of the fact that science is not a linear accumulation of facts but proceeds through trial and error. But are convinced that in the long term the scientific method based on the hypothetico-deductive model leads to an understanding of reality → scientific knowledge is cumulative

The main aim of scientific research is to find universal causal relationships

Researchers are primarily interested in discovering relationships between causes and effects.
How general are principles? And how do humans function?
Ideally they hope the mechanisms they discover will apply to all humans.

Trying to avoid confounds and sources of noise

Users of quantitative research methods are extremely vigilant about the possible intrusion of undesired factors into their designs.
They try to maximally control the circumstances under which they run their studies
They also try to eliminate the impact of random variables called noise.

Suspicion about the researcher’s input

A source of confounding and noise that is of particular interest to quantitative psychology researchers is the researcher him- or herself.
To protect themselves against biases and noise, quantitative researchers make use of standardised measurements and instruments.

Progress through falsification

Researchers constantly try to prove each other wrong.

Research methods are divided into three broad orientations

  • Descriptive research
  • Relational research
  • Experimental research

Descriptive research

Observation of numerical data

Detailed observation is the start of scientific research.
Typical for quantitative research is that the data are gathered in a numerical form, either by collecting measurements or by counting frequencies of occurrence.

Before researchers collect data, they have a good idea of how they will analyse them; what types of measurements they will obtain and what types of statistics they can apply to summarise and evaluate the data.

Large samples and a few data points per participant

The vast majority of descriptive quantitative studies involve the collection of a limited amount of data from a reasonably large group of participants.
Two main reasons to include

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Psychology and society - summary of chapter 13 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

Psychology and society - summary of chapter 13 of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Foundation of psychology
Chapter 13
Psychology and society

Ways in which society has influenced psychology

Science overtakes religion in Western society

Initial strong links between psychological thinking and religion

Psychology as a separate branch of knowledge grew out of the rising role of scientific thinking in Western society.
Education for a long time was controlled by the churches, which did not look favourably upon those who tried to examine the soul.

Many early psychologists had strong connections with religion.

Alliance formation with the expanding sciences

Rapidly, the experimental psychologists distanced themselves from religion, because it jeopardies their scientific credentials.
They sought to align themselves with the rapidly growing natural sciences, by denouncing weaker fields that might contaminate them, such as religion, philosophy, and sociology.

Psychologists replace pastors

Fewer people felt comfortable discussing their mental health problems with religious authorities.
Whereas for a long time churches were the first port to call for mental health problems, growing secularisation increased the need for non-religious counselling.
At the same time, a growing number of clergy started to study psychology to improve the help they were able to provide.

Changes in society impinge on psychological practice

Impact on psychological research

The massive changes in the organisation of Western society in the nineteenth and twentieth century generated ideas and research opportunities for psychologists.
Six historical developments that affected psychological research

  • The emergence of industrialisation and increased number of European immigrants to the USA
  • The historical commitment to a material basis for all natural phenomena
  • The Cold War and computers
  • The entry of mothers into the workforce
  • The discovery of statistical techniques such as analysis of variance and regression
  • The unique position of physics among the empirical sciences

Societal influences were not limited to the science-oriented track of psychology, but also shaped thought in the hermeneutic part.

Impact on clinical practice

Changes in society influenced clinical practice.
Mental disorders show cultural variation.
This is not only true between cultures, but also across time within a culture.
Each culture has a symptom pool, a collective memory of how to behave when ill.
At each time period patients with psychological problems gravitate towards the symptoms that at the time are thought to be legitimate indications of disease, as no patients wants to select illegitimate symptoms.

Society as a metaphor provider

Metaphors: in science, stands for an analogy from another area that helps to map a new, complex problem by making reference to a better

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All the interim summaries of the first half of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

All the interim summaries of the first half of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Chapter 1

The invention of writing

  • Features of the preliterate civilisation:
    • Knowledge confined to know-how without theoretical knowledge of the underlying principles
    • Fluidity of knowledge
    • Collection of myths and stories about the beginning of the universe (animism)
  • Written language appeared separately in at least four cultures, in each case it was preceded by proto-writing
  • Writing consists of a combination of pictograms and phonograms
  • Written records form an external memory, which allows an accumulation of knowledge
  • For a long time the number of readers was limited. In addition, they were not encouraged to think critically about what they were reading (scholastic method)

The discovery of numbers

  • Knowledge depends on counting and measuring. The first written forms of counting consisted of lines (tallies) in the bones and stones
  • Because it is difficult to discern more than four lines in a glance, the tallies were grouped. The grouping usually occurred in fives
  • Gradually a separate symbol was used for five and multiples of five
  • Later numbers systems were based on multiples of 10
  • Number names indicate that the intention of numbers was a slow process; it took quite some time before a useful system was discovered
  • The Greek and Roman number systems were suboptimal because their notation did not assign a meaning to the place of digits. Such a place coding system was developed in India. This required the symbol for 0.

The Fertile Crescent

Civilisations in the Fertile crescent:

  • Ancient Mesopotamia: mathematics (algebra, astronomy, calendar)
  • Ancient Egypt: geometrical knowledge, calendar, hieroglyphs

The Greeks

  • Ancient Greece was the birthplace of philosophy and saw major advances in medicine.
  • Two great philosophers were Plato and Aristotle.
  • Plato and Aristotle founded schools (Academy and Lyceum) which together would educate students for centuries. The two other schools were the Stoa (with an emphasis for self-control) and the Garden of Epicurus (which emphasised the enjoyment of simple pleasures)
  • Under Alexander the Great, there was significant expansion and interaction with other cultures, leading to what is called the Hellenistic culture and a shift to Alexandria, where knowledge became more mathematical and specialised.

Developments from the Roman Empire to the end of the Middle Ages

Ancient Romans:

  • Assimilated the Greek methods and knowledge
  • Were more interested in technological advances than in philosophy

Byzantine empire

  • Eastern part of the Roman empire
  • Preservation of the legacy of the Ancient Greeks

Arab empire:

  • Founded on Islam, contained the Fertile Crescent
  • Translation and extension of the Greek works
  • Particularly strong on medicine, astronomy, mathematics (algebra) and optics
  • Occupied most of Spain

Western Roman empire:

  • Largest decline in scientific knowledge
  • Catholic church main preserver; not very science-oriented
  • In the Renaissance referred
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All the interim summaries of the second half of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

All the interim summaries of the second half of Historical and conceptual issues in psychology, by Brysbaert, M and Rastle, K (second edition)

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Chapter 7

Introduction

Mind-brain problem: issue of how the mind is related to the brain.
Three main views

  • Dualism
    The mind (or soul) is something independent of the body
  • Materialism
    The mind is nothing but a by-product of the biological processes taking place in a particular brain.
  • Functionalism
    The mind is indeed realised in a brain, but it could be copied in any other brain.
    Just like information on a computer can be copied to other computers

Dualism

  • The mind refers to a person’s faculties to perceive, feel, think, remember and want
  • In religions the mind is often equated with an immaterial, divine soul. This is an example of dualism. A similar view was defended by Descartes and, therefore, in philosophy is often called Cartesian dualism
  • Dualism is an intuitively attractive model of the mind-brain relationship because it gives humans free will and it readily accounts for the existence of consciousness in humans. The latter refers to the rich and coherent, private, first-person experience people have about themselves and the world around them.
  • Dualism does have problems explaining how an immaterial mind can influence the body, and how it is possible that so much information processing in humans occurs unconsciously. It also does not agree with a scientific world view, where there is no place for mysterious and animistic substances.

Materialism

  • Materialism holds that there is no distinction between the mind and the brain, and that the mind is a direct consequence of the brain in operation. To make the distinction with functionalism clear, we take this to imply that the mind is linked to the specific brain in which it has been realised
  • According to the strongest versions of materialism, there is no consciousness or free will. Consciousness is an illusion, a form of folk psychology, and humans are comparable to robots or machines. According to Dawkins, they are the slaves of their genes
  • A fist problem with materialism was that it seemed unable to account for the identity problem: how can different exposures to the same event be experienced as the same if they are not encoded similarly? A second problem was that attempts to simulate the human mind as a by-product of biological or mechanical processes were not successful, whereas computers running sequences of instructions on stored information started to thrive

Functionalism

  • Computer science has shown that information may transcend the medium on which it is realised. It can be copied from one Turing machine to another
  • This insight provides a solution to the identity problem, the fact that it is unlikely that two identical thoughts are physiologically realised in exactly the same way
  • This insight led to functionalism
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